Accession Number: | 0000950142-18-002232 |
Date: | 2018-11-12 |
Issuer: | LIFETIME BRANDS, INC (LCUT) |
Original Submission Date: |
CENTRE PARTNERS V, L.P.
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR
NEW YORK, NY 10022
CENTRE CAPITAL INVESTORS V LP
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR
NEW YORK, NY 10022
CENTRE PARTNERS V LLC
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR
NEW YORK, NY 10022
JRJ V LP
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR
NEW YORK, NY 10022
HARWICH ROAD V LP
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR
NEW YORK, NY 10022
JRJ INC.
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR
NEW YORK, NY 10022
HARWICH ROAD INC.
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR
NEW YORK, NY 10022
POLLACK BRUCE G
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR
NEW YORK, NY 10022
JAFFE DAVID
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR
NEW YORK, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.01, PER SHARE | 2018-11-12 | P | 5,212 | a | $10.23 | 5,598,328 | indirect | f4,f5,f6 | |
COMMON STOCK, PAR VALUE $0.01, PER SHARE | 2018-11-13 | P | 15,041 | a | $10.23 | 5,613,369 | indirect | f4,f5,f6 | |
COMMON STOCK, PAR VALUE $0.01, PER SHARE | 2018-11-14 | P | 7,960 | a | $10.37 | 5,621,329 | indirect | f4,f5,f6 | |
COMMON STOCK, PAR VALUE $0.01, PER SHARE | 2018-11-12 | 0 | $0.00 | 7,086 f9 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents shares of common stock purchased in open market transactions by centre capital investors v, l.p. ("centre investors"). centre partners v, l.p. ("centre partners lp") is the sole general partner of centre investors. |
f2 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $9.975 to $10.25, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
f3 | includes 5,593,116 shares of common stock directly held by taylor parent, llc ("taylor parent"). |
f4 | cp taylor gp, llc ("cp taylor") has the authority to appoint the board of directors of taylor parent. centre partners, l.p. is the sole memberof cp taylor and the general partner of centre investors. centre partners v llc ("centre partners") is the general partner of centre partners lp.jrj v lp ("jrj lp") and harwich road v lp ("harwich road lp") are co-managers of centre partners. jrj inc. ("jrj") is the general partner ofjrj lp. harwich road inc. ("harwich road") is the general partner of harwich road lp. bruce pollack is the president of jrj. david jaffe is thepresident of harwich road. (cont'd in fn 5) |
f5 | (cont'd from fn 4) as such, centre partners lp, centre partners, jrj lp, harwich road lp, jrj, harwich road, bruce pollack and david jaffe may be deemed to beneficially own the shares of the issuer owned directly by centre investors and cp taylor, centre partners lp, centre partners, jrj lp, harwich road lp, jrj, harwich road, bruce pollack and david jaffe may be deemed to beneficially own the shares of the issuer owned directly by taylor parent. |
f6 | each of the reporting persons disclaims beneficial ownership of the shares of the issuer except to the extent of their respective pecuniary interest therein. |
f7 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $10.12 to $10.25, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
f8 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $10.295 to $10.40, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
f9 | these shares are directly owned by mr. pollack. |