Accession Number: | 0001475246-18-000072 |
Date: | 2018-11-20 |
Issuer: | GLADSTONE CAPITAL CORP (GLAD) |
Original Submission Date: |
MARCOTTE ROBERT L
1521 WESTBRANCH DRIVE
SUITE 100
MCLEAN, VA 22102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-11-20 | P | 10,000 | a | $8.71 | 448,255 | direct | ||
COMMON STOCK | 2018-11-20 | 0 | $0.00 | 1,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions ranging from $8.67 to $8.77 inclusive. the reporting person undertakes to provide to gladstone capital corporation, any security holder of gladstone capital corporation, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |