Accession Number: | 0000950142-18-002348 |
Date: | 2018-12-01 |
Issuer: | SPECTRUM BRANDS HOLDINGS, INC. (SPB) |
Original Submission Date: |
MAURA DAVID M
C/O SPECTRUM BRANDS HOLDINGS, INC.
3001 DEMING WAY
MIDDLETON, WI 53562
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-12-01 | M | 9,272 | a | $0.00 | 289,934 | direct | ||
COMMON STOCK | 2018-12-01 | F | 3,649 | d | $49.38 | 286,285 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PERFORMANCE RIGHTS | 0.0 | 2018-12-01 | deemed execution date | M | 9,272 (d) | common stock 9,272 | $0.00 | 0 | direct |
ID | footnote |
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f1 | performance rights granted on december 15, 2016 under the spectrum brands holdings, inc. 2017 equity incentive plan (the "2017 eip award") were earned as of december 1, 2017, and 9,272 shares, representing the 2017 eip service award portion of the reporting person's 2017 eip award, vested on december 1, 2018. the reporting person forfeited an additional 87 shares, representing the 2017 eip additional award portion of the reporting person's 2017 eip award, as the requirements for the issuer's consolidated free cash flow results for 2018 were not met. |
f2 | represents shares of the issuer's common stock withheld to satisfy the reporting person's tax withholding obligation upon the vesting and settling of performance rights of the 2017 eip service award portion of the reporting person's 2017 eip award. |
f3 | each performance right represents a contingent right to receive one share of the issuer's common stock. |