Accession Number: | 0000899243-18-030149 |
Date: | 2018-11-30 |
Issuer: | VECTOR GROUP LTD (VGR) |
Original Submission Date: |
FROST PHILLIP MD ET AL
4400 BISCAYNE BOULEVARD
SUITE 1500
MIAMI, FL 33137
FROST GAMMA INVESTMENTS TRUST
4400 BISCAYNE BOULEVARD
SUITE 1500
MIAMI, FL 33137
FROST NEVADA INVESTMENTS TRUST
4400 BISCAYNE BOULEVARD
SUITE 1500
MIAMI, FL 33137
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-11-30 | S | 226,250 | d | $12.61 | 3,928,260 | indirect | f4 | |
COMMON STOCK | 2018-12-03 | S | 250,000 | d | $12.42 | 3,678,260 | indirect | f4 | |
COMMON STOCK | 2018-12-04 | S | 150,000 | d | $12.19 | 3,528,260 | indirect | f4 | |
COMMON STOCK | 2018-11-30 | 0 | $0.00 | 15,992,142 | indirect | f5 | |||
COMMON STOCK | 2018-11-30 | 0 | $0.00 | 16,284 | indirect | f6 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $12.56 to $12.69, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $12.30 to $12.60, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $12.05 to $12.42, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
f4 | these securities are held by frost nevada investments trust, of which the reporting person is the trustee and frost-nevada, l.p. is the sole and exclusive beneficiary. the reporting person is one of five limited partners of frost-nevada, l.p. and the sole shareholder of frost-nevada corporation, the sole general partner of frost-nevada, l.p. |
f5 | these securities are held by frost gamma investments trust, of which phillip frost m.d., is the trustee. frost gamma l.p. is the sole and exclusive beneficiary of frost gamma investments trust. dr. frost is one of two limited partners of frost gamma l.p. the general partner of frost gamma l.p. is frost gamma, inc., and the sole shareholder of frost gamma, inc. is frost-nevada corporation. dr. frost is also the sole shareholder of frost-nevada corporation. the reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of section 16 or for any other purpose. |
f6 | these securities are held by patricia frost, dr. frost's spouse. pursuant to rule 16a-1(a)(4), the reporting person disclaims beneficial ownership of these shares. |