Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-18-030149
Date:2018-11-30
Issuer: VECTOR GROUP LTD (VGR)
Original Submission Date:

Reporting Person:

FROST PHILLIP MD ET AL
4400 BISCAYNE BOULEVARD
SUITE 1500 MIAMI, FL 33137

Reporting Person:

FROST GAMMA INVESTMENTS TRUST
4400 BISCAYNE BOULEVARD
SUITE 1500 MIAMI, FL 33137

Reporting Person:

FROST NEVADA INVESTMENTS TRUST
4400 BISCAYNE BOULEVARD
SUITE 1500 MIAMI, FL 33137

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-11-30 S 226,250 d $12.61 3,928,260 indirect f4
COMMON STOCK 2018-12-03 S 250,000 d $12.42 3,678,260 indirect f4
COMMON STOCK 2018-12-04 S 150,000 d $12.19 3,528,260 indirect f4
COMMON STOCK 2018-11-30 0 $0.00 15,992,142 indirect f5
COMMON STOCK 2018-11-30 0 $0.00 16,284 indirect f6
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $12.56 to $12.69, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $12.30 to $12.60, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $12.05 to $12.42, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 these securities are held by frost nevada investments trust, of which the reporting person is the trustee and frost-nevada, l.p. is the sole and exclusive beneficiary. the reporting person is one of five limited partners of frost-nevada, l.p. and the sole shareholder of frost-nevada corporation, the sole general partner of frost-nevada, l.p.
f5 these securities are held by frost gamma investments trust, of which phillip frost m.d., is the trustee. frost gamma l.p. is the sole and exclusive beneficiary of frost gamma investments trust. dr. frost is one of two limited partners of frost gamma l.p. the general partner of frost gamma l.p. is frost gamma, inc., and the sole shareholder of frost gamma, inc. is frost-nevada corporation. dr. frost is also the sole shareholder of frost-nevada corporation. the reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of section 16 or for any other purpose.
f6 these securities are held by patricia frost, dr. frost's spouse. pursuant to rule 16a-1(a)(4), the reporting person disclaims beneficial ownership of these shares.
WhaleWisdom Logo

Elevate your investments