Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-18-030604
Date:2018-12-06
Issuer: VECTOR GROUP LTD (VGR)
Original Submission Date:

Reporting Person:

LEBOW BENNETT S
667 MADISON AVENUE
14TH FLOOR NEW YORK, NY 10065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-12-06 S 200,000 d $11.88 1,395,306 direct
COMMON STOCK 2018-12-07 S 200,000 d $11.68 1,195,306 direct
COMMON STOCK 2018-12-06 0 $0.00 5,420,271 indirect f3
COMMON STOCK 2018-12-06 0 $0.00 465,395 indirect f4
COMMON STOCK 2018-12-06 0 $0.00 193,595 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $11.61 to $12.08, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $11.57 to $11.96, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 lebow gamma limited partnership is a delaware limited partnership. lebow 2011 management trust is the managing member of lebow holdings llc, a delaware limited liability company, which is the sole stockholder of lebow gamma, inc., a nevada corporation, which is the general partner of lebow gamma limited partnership. mr. lebow is trustee of lebow 2011 management trust and a director and officer of lebow gamma, inc. mr. lebow disclaims beneficial ownership for purposes of section 16 of the securities exchange act of 1934 of the issuer's common stock held by lebow gamma limited partnership except to the extent of his pecuniary interest therein.
f4 lebow alpha lllp is a delaware limited liability limited partnership. lebow holdings llc, a delaware limited liability company, is the general partner of lebow alpha lllp. lebow 2011 management trust is the managing member of lebow holdings llc. mr. lebow is trustee of lebow 2011 management trust. mr. lebow disclaims beneficial ownership for purposes of section 16 of the securities exchange act of 1934 of the issuer's common stock held by lebow alpha lllp except to the extent of his pecuniary interest therein.
f5 lebow epsilon 2001 limited partnership is a delaware limited partnership. lebow epsilon 2001 llc, a delaware limited liability company, is the general partner of lebow epsilon 2001 limited partnership. lebow 2011 management trust is the managing member of lebow holdings llc, a delaware limited liability company, which is the general partner of lebow alpha lllp, a delaware limited liability limited partnership, which is the controlling member of lebow epsilon 2001 llc. mr. lebow is trustee of lebow 2011 management trust and a manager of lebow epsilon 2001 llc. mr. lebow disclaims beneficial ownership for purposes of section 16 of the securities exchange act of 1934 of the issuer's common stock held by lebow epsilon 2001 limited partnership except to the extent of his pecuniary interest therein.
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