Form Type: 4

SEC EDGAR Link
Accession Number:0000034563-18-000082
Date:2018-12-07
Issuer: FARMER BROTHERS CO (FARM)
Original Submission Date:

Reporting Person:

RITTERBUSH DAVID W
FARMER BROS. CO.
1912 FARMER BROTHERS DRIVE NORTHLAKE, TX 76262

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $1.00 PAR VALUE 2018-12-07 A 2,711 a $0.00 4,612 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 grant of restricted stock under the farmer bros. co. 2017 long-term incentive plan ("plan"), granted on december 7, 2018 ("grant date"); the restricted stock cliff vests on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the first annual meeting of the company's stockholders immediately following the grant date (as applicable, the "vesting date"), subject to continued service to the company through the vesting date and the acceleration provisions of the plan and restricted stock grant agreement.
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