Accession Number: | 0000034563-18-000082 |
Date: | 2018-12-07 |
Issuer: | FARMER BROTHERS CO (FARM) |
Original Submission Date: |
RITTERBUSH DAVID W
FARMER BROS. CO.
1912 FARMER BROTHERS DRIVE
NORTHLAKE, TX 76262
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, $1.00 PAR VALUE | 2018-12-07 | A | 2,711 | a | $0.00 | 4,612 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | grant of restricted stock under the farmer bros. co. 2017 long-term incentive plan ("plan"), granted on december 7, 2018 ("grant date"); the restricted stock cliff vests on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the first annual meeting of the company's stockholders immediately following the grant date (as applicable, the "vesting date"), subject to continued service to the company through the vesting date and the acceleration provisions of the plan and restricted stock grant agreement. |