Accession Number: | 0001171843-18-008562 |
Date: | 2018-12-20 |
Issuer: | PROSPECT CAPITAL CORP (PSEC) |
Original Submission Date: |
ELIASEK M GRIER
10 EAST 40TH ST, 42ND FLOOR
NEW YORK, NY 10016
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-12-20 | P | 2,000 | a | $5.76 | 1,204,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 4,000 | a | $5.81 | 1,208,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 5,000 | a | $5.84 | 1,213,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 5,000 | a | $5.86 | 1,218,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 5,000 | a | $5.83 | 1,223,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 5,000 | a | $5.81 | 1,228,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 5,000 | a | $5.80 | 1,233,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 5,000 | a | $5.78 | 1,238,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 5,000 | a | $5.80 | 1,243,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 5,000 | a | $5.80 | 1,248,196 | direct | ||
COMMON STOCK | 2018-12-20 | P | 4,000 | a | $5.82 | 1,252,196 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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