Accession Number: | 0001209191-19-000516 |
Date: | 2019-01-02 |
Issuer: | ALPHABET INC. (GOOG) |
Original Submission Date: |
SCHMIDT ERIC E
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW, CA 94043
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS C CAPITAL STOCK | 2019-01-02 | G | 84,039 | d | $0.00 | 191,470 | indirect | ||
CLASS A COMMON STOCK | 2019-01-02 | C | 84,039 | a | $0.00 | 84,039 | indirect | ||
CLASS A COMMON STOCK | 2019-01-02 | G | 84,039 | d | $0.00 | 0 | indirect | ||
CLASS A COMMON STOCK | 2019-01-02 | 0 | $0.00 | 16,113 | direct | ||||
CLASS C CAPITAL STOCK | 2019-01-02 | 0 | $0.00 | 121,059 | indirect | ||||
CLASS C CAPITAL STOCK | 2019-01-02 | 0 | $0.00 | 2,393,249 | indirect | ||||
CLASS C CAPITAL STOCK | 2019-01-02 | 0 | $0.00 | 1,290,533 | direct | ||||
CLASS A GOOGLE STOCK UNITS | 2019-01-02 | 0 | $0.00 | 5,492 | direct | ||||
CLASS C GOOGLE STOCK UNITS | 2019-01-02 | 0 | $0.00 | 5,492 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 0.0 | 2019-01-02 | deemed execution date | C | 84,039 (d) | class a common stock 84,039 | $0.00 | 286,401 | indirect | by schmidt investments, l.p. fund ii | ||
CLASS B COMMON STOCK | 0.0 | 2019-01-02 | deemed execution date | 0 ( ) | class a common stock 1,194,309 | $0.00 | 1,194,309 | direct | ||||
CLASS B COMMON STOCK | 0.0 | 2019-01-02 | deemed execution date | 0 ( ) | class a common stock 129,111 | $0.00 | 129,111 | indirect | by schmidt investments, l.p. | |||
CLASS B COMMON STOCK | 0.0 | 2019-01-02 | deemed execution date | 0 ( ) | class a common stock 2,386,490 | $0.00 | 2,386,490 | indirect | by the schmidt family living trust | |||
OPTION TO PURCHASE CLASS A COMMON STOCK | 306.612 | 2019-01-02 | deemed execution date | 0 ( ) | 2021-02-02 | class a common stock 181,840 | $306.61 | 181,840 | direct | |||
OPTION TO PURCHASE CLASS C CAPITAL STOCK | 305.388 | 2019-01-02 | deemed execution date | 0 ( ) | 2021-02-02 | class c capital stock 181,840 | $305.39 | 181,840 | direct |
ID | footnote |
---|---|
f1 | class a google stock units (gsus) entitle the reporting person to receive one share of alphabet inc. class a common stock for each share underlying the gsu as gsu vests. the gsus vest as follows: 1/16th of the gsus vested on may 25, 2015 and an additional 1/16th will vest quarterly thereafter until the units are fully vested, subject to continued employment on such vesting dates. |
f2 | class c gsus entitle the reporting person to receive one share of alphabet inc. class c common stock for each share underlying the gsu as gsu vests. the gsus vest as follows: 1/16th of the gsus vested on may 25, 2015 and an additional 1/16th will vest quarterly until the gsus are fully vested, subject to continued employment on such vesting dates. |
f3 | all shares are exercisable as of the transaction date. |
f4 | there is no expiration date for the issuer's class b common stock. |
f5 | option is fully vested. |