Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-000516
Date:2019-01-02
Issuer: ALPHABET INC. (GOOG)
Original Submission Date:

Reporting Person:

SCHMIDT ERIC E
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY MOUNTAIN VIEW, CA 94043

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS C CAPITAL STOCK 2019-01-02 G 84,039 d $0.00 191,470 indirect
CLASS A COMMON STOCK 2019-01-02 C 84,039 a $0.00 84,039 indirect
CLASS A COMMON STOCK 2019-01-02 G 84,039 d $0.00 0 indirect
CLASS A COMMON STOCK 2019-01-02 0 $0.00 16,113 direct
CLASS C CAPITAL STOCK 2019-01-02 0 $0.00 121,059 indirect
CLASS C CAPITAL STOCK 2019-01-02 0 $0.00 2,393,249 indirect
CLASS C CAPITAL STOCK 2019-01-02 0 $0.00 1,290,533 direct
CLASS A GOOGLE STOCK UNITS 2019-01-02 0 $0.00 5,492 direct
CLASS C GOOGLE STOCK UNITS 2019-01-02 0 $0.00 5,492 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2019-01-02 deemed execution date C 84,039 (d) class a common stock 84,039 $0.00 286,401 indirect by schmidt investments, l.p. fund ii
CLASS B COMMON STOCK 0.0 2019-01-02 deemed execution date 0 ( ) class a common stock 1,194,309 $0.00 1,194,309 direct
CLASS B COMMON STOCK 0.0 2019-01-02 deemed execution date 0 ( ) class a common stock 129,111 $0.00 129,111 indirect by schmidt investments, l.p.
CLASS B COMMON STOCK 0.0 2019-01-02 deemed execution date 0 ( ) class a common stock 2,386,490 $0.00 2,386,490 indirect by the schmidt family living trust
OPTION TO PURCHASE CLASS A COMMON STOCK 306.612 2019-01-02 deemed execution date 0 ( ) 2021-02-02 class a common stock 181,840 $306.61 181,840 direct
OPTION TO PURCHASE CLASS C CAPITAL STOCK 305.388 2019-01-02 deemed execution date 0 ( ) 2021-02-02 class c capital stock 181,840 $305.39 181,840 direct
Footnotes
IDfootnote
f1 class a google stock units (gsus) entitle the reporting person to receive one share of alphabet inc. class a common stock for each share underlying the gsu as gsu vests. the gsus vest as follows: 1/16th of the gsus vested on may 25, 2015 and an additional 1/16th will vest quarterly thereafter until the units are fully vested, subject to continued employment on such vesting dates.
f2 class c gsus entitle the reporting person to receive one share of alphabet inc. class c common stock for each share underlying the gsu as gsu vests. the gsus vest as follows: 1/16th of the gsus vested on may 25, 2015 and an additional 1/16th will vest quarterly until the gsus are fully vested, subject to continued employment on such vesting dates.
f3 all shares are exercisable as of the transaction date.
f4 there is no expiration date for the issuer's class b common stock.
f5 option is fully vested.
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