Form Type: 4

SEC EDGAR Link
Accession Number:0001179022-19-000001
Date:2018-12-31
Issuer: ADTRAN INC (ADTN)
Original Submission Date:

Reporting Person:

JACQUELINE HOURIGAN RICE
901 EXPLORER BLVD.
HUNTSVILLE, AL 35806

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-12-31 M 111 a $0.00 11,084 direct
COMMON STOCK 2018-12-31 D 1 d $10.74 11,083 direct
COMMON STOCK 2018-12-31 A 8,318 a $0.00 19,401 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DIVIDEND EQUIVALENT RIGHTS 0.0 2018-12-31 deemed execution date M 111 (d) common stock 111 $0.00 0 direct
Footnotes
IDfootnote
f1 settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. the rights accrued when and as dividends were paid on the company's common stock and are paid in whole shares of common stock with the remainder paid in cash. each dividend equivalent right is the economic equivalent of one share of the company's common stock.
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