Accession Number: | 0001012975-19-000063 |
Date: | 2019-01-14 |
Issuer: | SCOTTS MIRACLE-GRO CO (SMG) |
Original Submission Date: |
HAGEDORN JAMES
C/O HAGEDORN PARTNERSHIP, L.P.
800 PORT WASHINGTON BOULEVARD
PORT WASHINGTON, NY 11050
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2019-01-14 | S | 23,046 | d | $68.00 | 1,841,745 | indirect | f3 | |
COMMON SHARES | 2019-01-14 | S | 26,954 | d | $68.50 | 1,814,791 | indirect | f3 | |
COMMON SHARES | 2019-01-14 | 0 | $0.00 | 92,162 | direct | ||||
COMMON SHARES | 2019-01-14 | 0 | $0.00 | 45,254 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the transaction was executed in multiple trades at prices ranging from $67.25 to $68.24. the price above reflects the weighted average sales price. detailed information regarding the number of shares sold at each separate price will be provided upon request by the commission staff, the issuer or a security holder of the issuer. |
f2 | the transaction was executed in multiple trades at prices ranging from $68.25 to $68.98. the price above reflects the weighted average sales price. detailed information regarding the number of shares sold at each separate price will be provided upon request by the commission staff, the issuer or a security holder of the issuer. |
f3 | the common shares are directly held by the hagedorn partnership, l.p. (the "partnership"). the reporting person is a general partner of the partnership. the amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the partnership of the reporting person. the reporting person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest. |