Form Type: 4

SEC EDGAR Link
Accession Number:0001410636-19-000029
Date:2019-01-23
Issuer: AMERICAN WATER WORKS COMPANY, INC. (AWK)
Original Submission Date:

Reporting Person:

SULLIVAN LINDA G
1 WATER STREET
CAMDEN, NJ 08102-1658

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-01-23 A 7,190 a $0.00 35,617 direct
COMMON STOCK 2019-01-23 F 2,568 d $94.24 33,049 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares vested pursuant to awards of performance stock units (psus) granted in february 2016 under the american water works company, inc. 2007 omnibus equity compensation plan. these awards vested on january 23, 2019. psus are settled solely by the delivery of one share of common stock per psu (and may not be settled in cash).
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