Accession Number: | 0001179110-19-000912 |
Date: | 2018-12-31 |
Issuer: | VIRTU FINANCIAL, INC. (VIRT) |
Original Submission Date: |
CAVOLI STEPHEN
C/O VIRTU FINANCIAL, INC.
300 VESEY STREET
NEW YORK, NY 10282
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2018-12-31 | M | 1,874 | a | $0.00 | 52,058 | direct | ||
CLASS A COMMON STOCK | 2018-12-31 | F | 876 | d | $0.00 | 51,182 | direct | ||
CLASS A COMMON STOCK | 2019-01-23 | A | 4,804 | a | $0.00 | 55,986 | direct | ||
CLASS A COMMON STOCK | 2019-01-23 | F | 1,646 | d | $0.00 | 54,340 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2018-12-31 | deemed execution date | M | 1,874 (d) | class a common stock 1,874 | $0.00 | 25,318 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2019-01-23 | deemed execution date | A | 12,010 (a) | class a common stock 12,010 | $0.00 | 37,328 | direct |
ID | footnote |
---|---|
f1 | shares of class a common stock issued in settlement of vested restricted stock units ("rsus") granted under the issuer's amended and restated 2015 management incentive plan. |
f2 | shares of class a common stock withheld by the issuer in relation to the settlement of vested rsus in accordance with the issuer's amended and restated 2015 management incentive plan. |
f3 | shares of class a common stock granted under the issuer's amended and restated 2015 management incentive plan based on the volume weighted average price of the issuer's class a common stock on the three trading days preceding the grant date of 26.6447. |
f4 | shares of class a common stock withheld by the issuer in accordance with the issuer's amended and restated 2015 management incentive plan. |
f5 | each rsu is granted under the issuer's amended and restated 2015 management incentive plan and represents a contingent right to receive one share of class a common stock of the issuer. |
f6 | the rsus vested in three equal installments on december 31, 2016, december 31, 2017, and december 31, 2018. |
f7 | the rsus vest in three equal installments on january 23, 2020, january 23, 2021, and january 23, 2022. |