Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-19-000912
Date:2018-12-31
Issuer: VIRTU FINANCIAL, INC. (VIRT)
Original Submission Date:

Reporting Person:

CAVOLI STEPHEN
C/O VIRTU FINANCIAL, INC.
300 VESEY STREET NEW YORK, NY 10282

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2018-12-31 M 1,874 a $0.00 52,058 direct
CLASS A COMMON STOCK 2018-12-31 F 876 d $0.00 51,182 direct
CLASS A COMMON STOCK 2019-01-23 A 4,804 a $0.00 55,986 direct
CLASS A COMMON STOCK 2019-01-23 F 1,646 d $0.00 54,340 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2018-12-31 deemed execution date M 1,874 (d) class a common stock 1,874 $0.00 25,318 direct
RESTRICTED STOCK UNIT 0.0 2019-01-23 deemed execution date A 12,010 (a) class a common stock 12,010 $0.00 37,328 direct
Footnotes
IDfootnote
f1 shares of class a common stock issued in settlement of vested restricted stock units ("rsus") granted under the issuer's amended and restated 2015 management incentive plan.
f2 shares of class a common stock withheld by the issuer in relation to the settlement of vested rsus in accordance with the issuer's amended and restated 2015 management incentive plan.
f3 shares of class a common stock granted under the issuer's amended and restated 2015 management incentive plan based on the volume weighted average price of the issuer's class a common stock on the three trading days preceding the grant date of 26.6447.
f4 shares of class a common stock withheld by the issuer in accordance with the issuer's amended and restated 2015 management incentive plan.
f5 each rsu is granted under the issuer's amended and restated 2015 management incentive plan and represents a contingent right to receive one share of class a common stock of the issuer.
f6 the rsus vested in three equal installments on december 31, 2016, december 31, 2017, and december 31, 2018.
f7 the rsus vest in three equal installments on january 23, 2020, january 23, 2021, and january 23, 2022.
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