Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-002924
Date:2019-01-26
Issuer: AMERICAN EXPRESS CO (AXP)
Original Submission Date:

Reporting Person:

CAMPBELL JEFFREY C
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK, NY 10285-5001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-01-26 A 36,726 a $100.77 87,494 direct
COMMON STOCK 2019-01-26 F 18,077 d $100.77 69,417 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 55.09 2019-01-26 deemed execution date A 36,726 (a) 2019-01-26 2026-01-26 common stock 36,726 $55.09 36,726 direct
Footnotes
IDfootnote
f1 represents shares acquired pursuant to vesting of restricted stock units that were granted to the reporting person in january 2016 and have vested based on the company's 2016-18 return on average equity performance.
f2 the reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock units.
f3 includes shares acquired pursuant to dividend reinvestment.
f4 the reported acquisition represents the vesting of stock options that were granted to the reporting person in january 2016. these options became exercisable on january 26, 2019 based on the company's positive cumulative net income over the three year performance period.
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