Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-003118
Date:2019-01-28
Issuer: SLM CORP (SLM)
Original Submission Date:

Reporting Person:

DALE JEFFREY
300 CONTINENTAL DR
NEWARK, DE 19713

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-01-28 A 20,718 a $0.00 102,009 direct
COMMON STOCK 2019-01-28 A 11,795 a $0.00 113,804 direct
COMMON STOCK 2019-01-28 F 389 d $10.86 113,415 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 a long-term incentive award of restricted stock units ("rsus") under the slm corporation 2012 omnibus incentive plan, which is classified as "common stock," as permitted, since the rsus will be settled solely by delivery of shares of slm corporation (the "company") common stock. subject to continuing employment, these rsus vest in one-third increments on january 28, 2020, 2021 and 2022.
f2 a portion of the reporting person's 2018 management incentive plan award was granted in the form of rsus that carry transfer restrictions that lapse in one-third increments on january 28, 2020, 2021 and 2022, regardless of continued employment.
f3 represents shares of the company common stock required to be withheld to satisfy the reporting person's tax withholding obligations upon the grant of rsus.
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