Form Type: 4

SEC EDGAR Link
Accession Number:0001494727-19-000002
Date:2019-01-28
Issuer: TESLA, INC. (TSLA)
Original Submission Date:

Reporting Person:

STRAUBEL JEFFREY B
C/O TESLA, INC.
3500 DEER CREEK ROAD PALO ALTO, CA 94304

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-01-28 M 15,000 a $28.45 321,398 direct
COMMON STOCK 2019-01-28 S 600 d $288.52 320,798 direct
COMMON STOCK 2019-01-28 S 1,300 d $289.78 319,498 direct
COMMON STOCK 2019-01-28 S 1,500 d $290.78 317,998 direct
COMMON STOCK 2019-01-28 S 1,700 d $292.09 316,298 direct
COMMON STOCK 2019-01-28 S 2,060 d $293.21 314,238 direct
COMMON STOCK 2019-01-28 S 1,000 d $294.30 313,238 direct
COMMON STOCK 2019-01-28 S 2,600 d $295.30 310,638 direct
COMMON STOCK 2019-01-28 S 3,940 d $296.24 306,698 direct
COMMON STOCK 2019-01-28 S 300 d $297.06 306,398 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 28.45 2019-01-28 deemed execution date M 15,000 (d) 2021-01-10 common stock 15,000 $28.45 22,191 direct
Footnotes
IDfootnote
f1 the stock option exercise and sales reported on this form 4 were effected pursuant to a pre-determined rule 10b5-1 trading plan adopted by the reporting person on november 12, 2018.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $288.15 to $288.83, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $289.20 to $290.19, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $290.47 to $291.35, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $291.56 to $292.51, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $292.66 to $293.63, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $293.79 to $294.78, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $294.80 to $295.76, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $295.80 to $296.79, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $296.90 to $297.27 inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f11 1,041 of the shares subject to the option became vested and exercisable on february 10, 2011 and 1/48th of the shares subject to the option became vested and exercisable each month thereafter such that all shares subject to the option became fully vested and exercisable by january 10, 2015.
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