Form Type: 4

SEC EDGAR Link
Accession Number:0001362109-19-000001
Date:2019-01-31
Issuer: BAXTER INTERNATIONAL INC (BAX)
Original Submission Date:

Reporting Person:

MASON JEANNE K
ONE BAXTER PARKWAY
DEERFIELD, IL 60015

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $1 PAR VALUE 2019-01-31 M 37,274 a $31.77 134,656 direct
COMMON STOCK, $1 PAR VALUE 2019-01-31 S 37,274 d $72.00 97,382 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 31.77 2019-01-31 deemed execution date M 12,424 (d) 2011-03-03 2020-03-03 common stock, $1 par value 12,424 $31.77 24,850 direct
STOCK OPTION (RIGHT TO BUY) 31.77 2019-01-31 deemed execution date M 12,425 (d) 2012-03-05 2020-03-03 common stock, $1 par value 12,425 $31.77 12,425 direct
STOCK OPTION (RIGHT TO BUY) 31.77 2019-01-31 deemed execution date M 12,425 (d) 2013-03-04 2020-03-03 common stock, $1 par value 12,425 $31.77 0 direct
Footnotes
IDfootnote
f1 transaction effected pursuant to a rule 10b5-1 trading plan entered into by ms. mason with respect to certain stock options previously granted by baxter international inc. to ms. mason.
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