Form Type: 4

SEC EDGAR Link
Accession Number:0000067887-19-000017
Date:2019-02-01
Issuer: MOOG INC. (MOGA/MOGB)
Original Submission Date:

Reporting Person:

FISHBACK DONALD R
SENECA ST & JAMISON RD
EAST AURORA, NY 14052

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON 2019-02-01 M 8,000 a $26.66 54,514 direct
CLASS A COMMON 2019-02-01 F 4,290 d $89.47 50,224 direct
CLASS B COMMON 2019-02-01 0 $0.00 1,518 direct
CLASS B COMMON 2019-02-01 0 $0.00 106 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SAR 26.66 2019-02-01 deemed execution date M 8,000 (d) 2019-12-01 class a common 15,375 $26.66 7,375 direct
SAR 36.86 2019-02-01 deemed execution date 0 ( ) 2020-11-30 class a common 20,500 $36.86 20,500 direct
SAR 41.82 2019-02-01 deemed execution date 0 ( ) 2021-11-30 class a common 20,500 $41.82 20,500 direct
SAR 36.41 2019-02-01 deemed execution date 0 ( ) 2022-11-27 class a common 20,500 $36.41 20,500 direct
SAR 61.69 2019-02-01 deemed execution date 0 ( ) 2023-11-11 class a common 10,000 $61.69 10,000 direct
SAR 74.38 2019-02-01 deemed execution date 0 ( ) 2024-11-11 class a common 10,000 $74.38 10,000 direct
SAR 63.04 2019-02-01 deemed execution date 0 ( ) 2025-11-17 class a common 3,333 $63.04 3,333 direct
SAR 65.9 2019-02-01 deemed execution date 0 ( ) 2025-11-17 class b common 6,667 $65.90 6,667 direct
SAR 71.648 2019-02-01 deemed execution date 0 ( ) 2026-11-15 class b common 10,000 $71.65 10,000 direct
SAR 82.31 2019-02-01 deemed execution date 0 ( ) 2027-11-14 class b common 6,181 $82.31 6,181 direct
SAR 80.19 2019-02-01 deemed execution date 0 ( ) 2028-11-13 class b common 6,988 $80.19 6,988 direct
Footnotes
IDfootnote
f1 the reporting person no longer has a reportable beneficial interest in 690 shares of class a common stock owned by his son and included in the reporting person's prior ownership reports.
f2 this represents the difference between the number of sars exercised (8,000) and the number of shares issued as a result of the exercise (3,710). the number of shares to be issued under a sar exercise is determined by multiplying the number of sars being exercised by the difference between the fmv on the date of exercise ($89.47) and the exercise price ($26.66). additional shares are then withheld to satisfy the company's tax withholding obligations.
f3 reflects 138 shares of class b common acquired under the moog inc. employee stock purchase plan on december 31, 2018.
f4 reflects shares held in moog inc. retirement savings plan as of the most recent report to participants.
f5 stock appreciation rights (sar) granted under the 2008 incentive stock option plan.
f6 sars become exercisable ratably over three years beginning on the first anniversary from the date of grant.
f7 stock appreciation rights (sar) granted under the moog inc. 2014 long term incentive plan.
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