Accession Number: | 0000067887-19-000017 |
Date: | 2019-02-01 |
Issuer: | MOOG INC. (MOGA/MOGB) |
Original Submission Date: |
FISHBACK DONALD R
SENECA ST & JAMISON RD
EAST AURORA, NY 14052
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON | 2019-02-01 | M | 8,000 | a | $26.66 | 54,514 | direct | ||
CLASS A COMMON | 2019-02-01 | F | 4,290 | d | $89.47 | 50,224 | direct | ||
CLASS B COMMON | 2019-02-01 | 0 | $0.00 | 1,518 | direct | ||||
CLASS B COMMON | 2019-02-01 | 0 | $0.00 | 106 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
SAR | 26.66 | 2019-02-01 | deemed execution date | M | 8,000 (d) | 2019-12-01 | class a common 15,375 | $26.66 | 7,375 | direct | ||
SAR | 36.86 | 2019-02-01 | deemed execution date | 0 ( ) | 2020-11-30 | class a common 20,500 | $36.86 | 20,500 | direct | |||
SAR | 41.82 | 2019-02-01 | deemed execution date | 0 ( ) | 2021-11-30 | class a common 20,500 | $41.82 | 20,500 | direct | |||
SAR | 36.41 | 2019-02-01 | deemed execution date | 0 ( ) | 2022-11-27 | class a common 20,500 | $36.41 | 20,500 | direct | |||
SAR | 61.69 | 2019-02-01 | deemed execution date | 0 ( ) | 2023-11-11 | class a common 10,000 | $61.69 | 10,000 | direct | |||
SAR | 74.38 | 2019-02-01 | deemed execution date | 0 ( ) | 2024-11-11 | class a common 10,000 | $74.38 | 10,000 | direct | |||
SAR | 63.04 | 2019-02-01 | deemed execution date | 0 ( ) | 2025-11-17 | class a common 3,333 | $63.04 | 3,333 | direct | |||
SAR | 65.9 | 2019-02-01 | deemed execution date | 0 ( ) | 2025-11-17 | class b common 6,667 | $65.90 | 6,667 | direct | |||
SAR | 71.648 | 2019-02-01 | deemed execution date | 0 ( ) | 2026-11-15 | class b common 10,000 | $71.65 | 10,000 | direct | |||
SAR | 82.31 | 2019-02-01 | deemed execution date | 0 ( ) | 2027-11-14 | class b common 6,181 | $82.31 | 6,181 | direct | |||
SAR | 80.19 | 2019-02-01 | deemed execution date | 0 ( ) | 2028-11-13 | class b common 6,988 | $80.19 | 6,988 | direct |
ID | footnote |
---|---|
f1 | the reporting person no longer has a reportable beneficial interest in 690 shares of class a common stock owned by his son and included in the reporting person's prior ownership reports. |
f2 | this represents the difference between the number of sars exercised (8,000) and the number of shares issued as a result of the exercise (3,710). the number of shares to be issued under a sar exercise is determined by multiplying the number of sars being exercised by the difference between the fmv on the date of exercise ($89.47) and the exercise price ($26.66). additional shares are then withheld to satisfy the company's tax withholding obligations. |
f3 | reflects 138 shares of class b common acquired under the moog inc. employee stock purchase plan on december 31, 2018. |
f4 | reflects shares held in moog inc. retirement savings plan as of the most recent report to participants. |
f5 | stock appreciation rights (sar) granted under the 2008 incentive stock option plan. |
f6 | sars become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
f7 | stock appreciation rights (sar) granted under the moog inc. 2014 long term incentive plan. |