Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-007852
Date:2019-02-05
Issuer: NEUROCRINE BIOSCIENCES INC (NBIX)
Original Submission Date:

Reporting Person:

LIPPOLDT DARIN
12780 EL CAMINO REAL
SAN DIEGO, CA 92130

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-02-05 S 755 d $88.08 17,482 direct
COMMON STOCK 2019-02-05 S 470 d $88.11 18,162 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 sale of 755 shares of common stock issued upon vesting of 2,175 restricted stock units on february 5, 2019 to cover payroll and withholding taxes, with the balance of the shares (1,420) maintained by the reporting person; the disposition reported in this form 4 was effected by a broker pursuant to instructions set forth in a rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the transaction date in box 2 above. additionally, issuer policy restricts the reporting person from amending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.
f2 represents a weighted average sales price per share. these shares were sold in multiple transactions at prices ranging from $87.46 to $88.63. the reporting person has provided to the issuer, and will provide to any security holder of the issuer or the sec staff, upon request, information regarding the number of shares sold at each price within the range.
f3 sale of 470 shares of common stock issued upon vesting of 1,150 restricted stock units on february 5, 2019 to cover payroll and withholding taxes, with the balance of the shares (680) maintained by the reporting person; the disposition reported in this form 4 was effected by a broker pursuant to instructions set forth in a rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the transaction date in box 2 above. additionally, issuer policy restricts the reporting person from amending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.
f4 represents a weighted average sales price per share. these shares were sold in multiple transactions at prices ranging from $87.46 to $88.50. the reporting person has provided to the issuer, and will provide to any security holder of the issuer or the sec staff, upon request, information regarding the number of shares sold at each price within the range.
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