Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-19-001966
Date:2019-02-05
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
Original Submission Date:

Reporting Person:

MARKS JUDITH FRAN
10 FARM SPRINGS ROAD
FARMINGTON, CT 06032

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHT 120.77 2019-02-05 deemed execution date A 101,500 (a) 2022-02-05 2029-02-04 common stock 101,500 $120.77 101,500 direct
Footnotes
IDfootnote
f1 the reporting person was also awarded 18,300 performance share units (psus) under the utc long-term incentive plan. each psu has a value equal to one share of utc common stock. these psus vest solely upon achievement of pre-established performance targets for utc's return on invested capital, earnings per share growth and total shareholder return relative to the s&p 500 index over a three-year time period.
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