Accession Number: | 0001225208-19-001966 |
Date: | 2019-02-05 |
Issuer: | UNITED TECHNOLOGIES CORP /DE/ (UTX) |
Original Submission Date: |
MARKS JUDITH FRAN
10 FARM SPRINGS ROAD
FARMINGTON, CT 06032
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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STOCK APPRECIATION RIGHT | 120.77 | 2019-02-05 | deemed execution date | A | 101,500 (a) | 2022-02-05 | 2029-02-04 | common stock 101,500 | $120.77 | 101,500 | direct |
ID | footnote |
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f1 | the reporting person was also awarded 18,300 performance share units (psus) under the utc long-term incentive plan. each psu has a value equal to one share of utc common stock. these psus vest solely upon achievement of pre-established performance targets for utc's return on invested capital, earnings per share growth and total shareholder return relative to the s&p 500 index over a three-year time period. |