Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-005055
Date:2019-02-09
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
Original Submission Date:

Reporting Person:

WOODS CANDACE
751 BROAD STREET, 4TH FLOOR
ATTN. CORPORATE COMPLIANCE NEWARK, NJ 07102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-02-09 M 1,663 a $0.00 7,090 direct
COMMON STOCK 2019-02-09 F 557 d $90.99 6,533 direct
COMMON STOCK 2019-02-09 0 $0.00 1,373 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
2016 RESTRICTED STOCK UNITS 0.0 2019-02-09 deemed execution date M 1,663 (d) common stock 1,663 $0.00 0 direct
Footnotes
IDfootnote
f1 represents the vesting of previously awarded restricted stock units.
f2 represents shares withheld for the payment of taxes when restricted shares vested.
f3 amount reported has been adjusted to include 60 shares of issuer common stock acquired by the reporting person under the prudential employee savings plan between december 31, 2017 and december 31, 2018 based on a plan statement dated december 31, 2018. the acquisition of such shares was exempt from section 16 pursuant to rules 16b-3(c) and 16a-3(f)(1)(i)(b).
f4 the restricted stock units convert to common stock on a 1 to 1 basis.
f5 the restricted stock units vested on february 9, 2019.
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