Accession Number: | 0001179110-19-001728 |
Date: | 2019-02-08 |
Issuer: | ALLIANCE RESOURCE PARTNERS LP (ARLP) |
Original Submission Date: |
DAVIS R EBERLEY
1717 SOUTH BOULDER
SUITE 400
TULSA, OK 74119
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON UNIT | 2019-02-08 | M | 47,200 | a | $0.00 | 137,693 | direct | ||
COMMON UNIT | 2019-02-08 | F | 14,610 | d | $19.67 | 123,083 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED UNIT | 0.0 | 2019-02-08 | deemed execution date | M | 47,200 (d) | 2018-02-08 | common units 47,200 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | not applicable |
f2 | on january 23, 2019, our compensation committee determined that the vesting requirements for the 2016 long-term incentive plan grants had been satisfied. as a result restricted units were determined to be vested effective january 1, 2019 and subsequently issued on february 8, 2019 based upon an arlp unit price of $19.67. |
f3 | upon vesting, restricted units are withheld by the partnership for the payment of tax liability at the vesting price of $19.67. |