Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-19-001728
Date:2019-02-08
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
Original Submission Date:

Reporting Person:

DAVIS R EBERLEY
1717 SOUTH BOULDER
SUITE 400 TULSA, OK 74119

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON UNIT 2019-02-08 M 47,200 a $0.00 137,693 direct
COMMON UNIT 2019-02-08 F 14,610 d $19.67 123,083 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED UNIT 0.0 2019-02-08 deemed execution date M 47,200 (d) 2018-02-08 common units 47,200 $0.00 0 direct
Footnotes
IDfootnote
f1 not applicable
f2 on january 23, 2019, our compensation committee determined that the vesting requirements for the 2016 long-term incentive plan grants had been satisfied. as a result restricted units were determined to be vested effective january 1, 2019 and subsequently issued on february 8, 2019 based upon an arlp unit price of $19.67.
f3 upon vesting, restricted units are withheld by the partnership for the payment of tax liability at the vesting price of $19.67.
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