Accession Number: | 0001225208-19-002348 |
Date: | 2019-02-08 |
Issuer: | JOHNSON & JOHNSON (JNJ) |
Original Submission Date: |
GORSKY ALEX
ONE JOHNSON & JOHNSON PLAZA
NEW BRUNSWICK, NJ 08933
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-12-11 | G | 6,837 | d | $0.00 | 329,722 | direct | ||
COMMON STOCK | 2018-12-11 | G | 6,837 | d | $0.00 | 322,885 | direct | ||
COMMON STOCK | 2019-02-08 | M | 29,579 | a | $0.00 | 352,464 | direct | ||
COMMON STOCK | 2019-02-08 | F | 11,708 | d | $132.00 | 340,756 | direct | ||
COMMON STOCK | 2019-02-11 | M | 73,947 | a | $0.00 | 414,703 | direct | ||
COMMON STOCK | 2019-02-11 | A | 12,127 | a | $0.00 | 426,830 | direct | ||
COMMON STOCK | 2019-02-11 | F | 37,374 | d | $131.94 | 389,456 | direct | ||
COMMON STOCK | 2019-02-08 | 0 | $0.00 | 504 | indirect | ||||
COMMON STOCK | 2019-02-08 | 0 | $0.00 | 1,074 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED SHARE UNITS | 0.0 | 2019-02-08 | deemed execution date | M | 29,579 (d) | 2019-02-08 | common stock 29,579 | $0.00 | 0 | direct | ||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 131.94 | 2019-02-11 | deemed execution date | A | 227,464 (a) | 2022-02-11 | 2029-02-11 | common stock 227,464 | $131.94 | 227,464 | direct | |
PERFORMANCE SHARE UNITS | 0.0 | 2019-02-11 | deemed execution date | M | 73,947 (d) | 2019-02-08 | common stock 73,947 | $0.00 | 0 | direct | ||
RESTRICTED SHARE UNITS | 0.0 | 2019-02-11 | deemed execution date | A | 11,129 (a) | 2022-02-11 | common stock 11,129 | $0.00 | 11,129 | direct |
ID | footnote |
---|---|
f1 | gift |
f2 | restricted share units awarded under issuer's long-term incentive plan on february 8, 2016; converted into shares of common stock upon vesting. |
f3 | shares withheld for payment of taxes upon vesting of restricted share units. |
f4 | performance share units awarded under issuer's long-term incentive plan on february 8, 2016; converted into shares of common stock upon vesting of performance share units and certification of performance results by the board. |
f5 | shares earned due to performance factor of 116.4% upon vesting of performance share units and certification of performance results by the board. |
f6 | shares withheld for payment of taxes upon vesting of performance share units and certification of performance results by the board. |
f7 | includes shares accrued due to dividend reinvestment in the johnson & johnson stock fund under the johnson & johnson savings plan as of the plan's most recent reporting date (1/31/2019). |
f8 | shares held by esop under the johnson & johnson savings plan as of the plan's most recent reporting date (1/31/2019). |
f9 | awarded under issuer's long-term incentive plan. |
f10 | awarded under issuer's long-term incentive plan. each restricted share unit represents a contingent right to receive one share of common stock and vests three years after date of grant. |