Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-19-002443
Date:2019-02-11
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
Original Submission Date:

Reporting Person:

DUMAIS MICHAEL R
10 FARM SPRINGS ROAD
FARMINGTON, CT 06032

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-02-11 A 18,328 a $122.72 34,927 direct
COMMON STOCK 2019-02-11 F 8,108 d $122.72 26,819 direct
COMMON STOCK 2019-02-11 0 $0.00 1,748 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the acquisition of shares of utc common stock represents the vesting of performance share units (psus) previously awarded on january 4, 2016 to the reporting person under the united technologies corporation long-term incentive plan. each psu has a value equal to one share of utc common stock. these psus vest solely upon achievement of pre-established performance targets for utc's return on invested capital, earnings per share growth and total shareholder return relative to the s&p 500 index over a three-year time period. the performance criteria were satisfied at the 116% level.
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