| Accession Number: | 0001127602-19-006066 |
| Date: | 2019-02-12 |
| Issuer: | PRUDENTIAL FINANCIAL INC (PRU) |
| Original Submission Date: |
STRANGFELD JOHN R JR
751 BROAD STREET, 4TH FLOOR
ATTN. CORPORATE COMPLIANCE
NEWARK, NJ 07102
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-02-12 | M | 47,460 | a | $0.00 | 321,978 | direct | ||
| COMMON STOCK | 2019-02-12 | F | 21,784 | d | $93.36 | 300,194 | direct | ||
| COMMON STOCK | 2019-02-12 | 0 | $0.00 | 1,904 | indirect | ||||
| COMMON STOCK | 2019-02-12 | 0 | $0.00 | 596 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016 PERFORMANCE SHARES | 0.0 | 2019-02-12 | deemed execution date | M | 41,558 (d) | common stock 41,558 | $0.00 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | the compensation committee awarded these shares, the grant of which was made on february 9, 2016, and originally reported on a form 4 filed with the sec on february 11, 2016, based upon performance relative to the average return on equity (roe) goals modified by roe, eps growth and book value per share growth relative to certain life insurance peers during the 2016 through 2018 performance period. |
| f2 | represents shares withheld for the payment of taxes. |
