Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-19-001438
Date:2019-02-13
Issuer: HCP, INC. (HCP)
Original Submission Date:

Reporting Person:

PRESTON GLENN T
1920 MAIN STREET
SUITE 1200 IRVINE, CA 92614

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-02-13 F 672 d $30.39 33,857 direct
COMMON STOCK 2019-02-13 A 6,984 a $0.00 40,841 direct
COMMON STOCK 2019-02-14 F 567 d $30.75 40,274 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on february 13, 2017.
f2 represents the number of performance-based restricted stock units previously granted to the reporting person by the company on february 14, 2018. following certification of the performance results, the performance conditions were determined to have been satisfied on february 13, 2019, resulting in one-third (1/3) vesting on the first anniversary of the grant date, and one-third (1/3) eligible to vest on each of the second and third anniversaries of the grant date.
f3 each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.
f4 this forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on february 14, 2018.
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