Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security |
Conversion or Exercise Price of Derivative Security |
Transaction Date |
Deemed Execution Date |
Transaction Code |
Number of Derivative Securities Acquired (A) or Disposed of (D) |
Date Exercisable | Expiration Date |
Title and Amount of Securities Underlying Derivative Security |
Price of Derivative Security |
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) |
Ownership Form: Direct (D) or Indirect (I) |
Nature of Indirect Beneficial Ownership |
DEFERRED STOCK |
0.0 |
2019-02-15 |
deemed execution date |
A |
30 (a) |
2020-11-01 |
2020-11-01 |
eaton vance corp. non-voting common stock 30 |
$0.00 |
3,107 |
direct |
|
PHANTOM STOCK |
0.0 |
2019-02-15 |
deemed execution date |
A |
27 (a) |
|
|
eaton vance corp. non-voting common stock 27 |
$0.00 |
2,860 |
direct |
|
OPTION (RIGHT TO BUY) |
24.4595 |
2019-02-15 |
deemed execution date |
|
0 ( ) |
2011-11-01 |
2021-11-01 |
eaton vance corp. non-voting common stock 6,420 |
$24.46 |
6,420 |
direct |
|
OPTION (RIGHT TO BUY) |
27.495 |
2019-02-15 |
deemed execution date |
|
0 ( ) |
2009-11-02 |
2019-11-02 |
eaton vance corp. non-voting common stock 4,883 |
$27.50 |
4,883 |
direct |
|
OPTION (RIGHT TO BUY) |
28.227 |
2019-02-15 |
deemed execution date |
|
0 ( ) |
2012-11-01 |
2022-11-01 |
eaton vance corp. non-voting common stock 5,680 |
$28.23 |
5,680 |
direct |
|
OPTION (RIGHT TO BUY) |
28.6858 |
2019-02-15 |
deemed execution date |
|
0 ( ) |
2010-11-01 |
2020-11-01 |
eaton vance corp. non-voting common stock 4,902 |
$28.69 |
4,902 |
direct |
|
OPTION (RIGHT TO BUY) |
34.84 |
2019-02-15 |
deemed execution date |
|
0 ( ) |
2016-11-01 |
2026-11-01 |
eaton vance corp. non-voting common stock 11,777 |
$34.84 |
11,777 |
direct |
|
OPTION (RIGHT TO BUY) |
36.71 |
2019-02-15 |
deemed execution date |
|
0 ( ) |
2014-11-03 |
2024-11-03 |
eaton vance corp. non-voting common stock 5,737 |
$36.71 |
5,737 |
direct |
|
OPTION (RIGHT TO BUY) |
36.76 |
2019-02-15 |
deemed execution date |
|
0 ( ) |
2015-11-02 |
2025-11-02 |
eaton vance corp. non-voting common stock 7,451 |
$36.76 |
7,451 |
direct |
|
OPTION (RIGHT TO BUY) |
41.9 |
2019-02-15 |
deemed execution date |
|
0 ( ) |
2013-11-01 |
2023-11-01 |
eaton vance corp. non-voting common stock 4,045 |
$41.90 |
4,045 |
direct |
|