Accession Number: | 0000093751-19-000328 |
Date: | 2019-02-15 |
Issuer: | STATE STREET CORP (STT) |
Original Submission Date: |
KURITZKES ANDREW P
STATE STREET CORPORATION
ONE LINCOLN STREET
BOSTON, MA 02111
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-02-15 | F | 4,858 | d | $70.66 | 80,716 | direct | ||
COMMON STOCK | 2019-02-19 | S | 7,689 | d | $69.97 | 73,027 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. |
f2 | the balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. |
f3 | the sale reported in this form 4 was effected pursuant to rule 10b5-1 trading plans adopted by the reporting person on february 27, 2017 and february 28, 2018. |
f4 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $69.45 through $70.37, inclusive. the reporting person undertakes to provide to state street corporation, any security holder of state street corporation, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this form 4. |