Accession Number: | 0001164727-19-000030 |
Date: | 2019-02-22 |
Issuer: | NEWMONT MINING CORP /DE/ (NEM) |
Original Submission Date: |
ENGEL E RANDALL
6363 SOUTH FIDDLERS GREEN CIRCLE
GREENWOOD VILLAGE, CO 80111
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, $1.60 PAR VALUE | 2019-02-22 | S | 17,100 | d | $37.14 | 236,847 | direct | ||
COMMON STOCK, $1.60 PAR VALUE | 2019-02-22 | A | 132,352 | a | $0.00 | 369,199 | direct | ||
COMMON STOCK, $1.60 PAR VALUE | 2019-02-22 | F | 58,237 | d | $36.73 | 310,962 | direct | ||
COMMON STOCK, $1.60 PAR VALUE | 2019-02-22 | F | 3,727 | d | $36.73 | 307,235 | direct | ||
COMMON STOCK, $1.60 PAR VALUE | 2019-02-25 | A | 18,070 | a | $0.00 | 325,305 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan. |
f2 | this transaction was executed in multiple trades at prices ranging from $37.01 to $37.22. the price reported reflects the weighted average sales price. this reporting person undertakes to provide (upon request by thesec staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. |
f3 | shares withheld to satisfy tax withholding obligation applicable to the vesting of 132,352 stock-settled restricted stock units. |
f4 | shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,473 stock-settled restricted stock units. |