Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-19-001473
Date:2019-02-25
Issuer: SAGE THERAPEUTICS, INC. (SAGE)
Original Submission Date:

Reporting Person:

PAUL STEVEN M
C/O SAGE THERAPEUTICS, INC.
215 FIRST STREET CAMBRIDGE, MA 02142

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-02-25 S 500 d $161.00 72,400 indirect
COMMON STOCK 2019-02-25 S 500 d $161.00 71,900 indirect
COMMON STOCK 2019-02-25 S 500 d $161.00 71,400 indirect
COMMON STOCK 2019-02-25 S 500 d $161.00 70,900 indirect
COMMON STOCK 2019-02-25 G 122,400 d $0.00 119,295 indirect
COMMON STOCK 2019-02-25 G 30,600 a $0.00 101,500 indirect
COMMON STOCK 2019-02-25 G 30,600 a $0.00 132,100 indirect
COMMON STOCK 2019-02-25 G 30,600 a $0.00 162,700 indirect
COMMON STOCK 2019-02-25 G 30,600 a $0.00 193,300 indirect
COMMON STOCK 2019-02-25 0 $0.00 272,777 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported on this form 4 were effected by the aaron paul trust, the austin paul trust, the jordan fisch trust and the mcgill trust pursuant to trading plans adopted pursuant to rule 10b5-1 under the securities exchange act of 1934, as amended.
f10 represents 48,389 shares held directly by the mcgill trust; 48,066 shares held directly by the jordan fisch trust; 48,357 shares held directly by the aaron paul trust; and 48,488 shares held directly by the austin paul trust. the reporting person disclaims section 16 beneficial ownership of the shares held in each of these trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f2 represents 17,789 shares held directly by the mcgill trust; 17,966 shares held directly by the jordan fisch trust; 18,257 shares held directly by the aaron paul trust; and 18,388 shares held directly by the austin paul trust. the reporting person disclaims section 16 beneficial ownership of the shares held in each of these trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f3 represents 17,789 shares held directly by the mcgill trust; 17,966 shares held directly by the jordan fisch trust; 17,757 shares held directly by the aaron paul trust; and 18,388 shares held directly by the austin paul trust. the reporting person disclaims section 16 beneficial ownership of the shares held in each of these trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f4 represents 17,789 shares held directly by the mcgill trust; 17,466 shares held directly by the jordan fisch trust; 17,757 shares held directly by the aaron paul trust; and 18,388 shares held directly by the austin paul trust. the reporting person disclaims section 16 beneficial ownership of the shares held in each of these trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f5 represents 17,789 shares held directly by the mcgill trust; 17,466 shares held directly by the jordan fisch trust; 17,757 shares held directly by the aaron paul trust; and 17,888 shares held directly by the austin paul trust. the reporting person disclaims section 16 beneficial ownership of the shares held in each of these trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f6 represents 119,295 shares held in the steven m paul family 2018 delaware irrevocable trust fbo jann paul of which the trustee is j.p. morgan and for which the reporting person is an investment adviser. the reporting person disclaims section 16 beneficial ownership of the shares held in this trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f7 represents 48,389 shares held directly by the mcgill trust; 17,466 shares held directly by the jordan fisch trust; 17,757 shares held directly by the aaron paul trust; and 17,888 shares held directly by the austin paul trust. the reporting person disclaims section 16 beneficial ownership of the shares held in each of these trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f8 represents 48,389 shares held directly by the mcgill trust; 48,066 shares held directly by the jordan fisch trust; 17,757 shares held directly by the aaron paul trust; and 17,888 shares held directly by the austin paul trust. the reporting person disclaims section 16 beneficial ownership of the shares held in each of these trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f9 represents 48,389 shares held directly by the mcgill trust; 48,066 shares held directly by the jordan fisch trust; 48,357 shares held directly by the aaron paul trust; and 17,888 shares held directly by the austin paul trust. the reporting person disclaims section 16 beneficial ownership of the shares held in each of these trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
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