Form Type: 4/A

SEC EDGAR Link
Accession Number:0001104659-19-012158
Date:2019-02-26
Issuer: ANTERO RESOURCES CORP (AR)
Original Submission Date:2019-02-27

Reporting Person:

KAGAN PETER
C/O WARBURG PINCUS & CO.
450 LEXINGTON AVENUE NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2019-02-26 J 7,236 a $0.00 363,674 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2019-02-26 J 17,514,871 d $0.00 16,094,190 indirect f2,f3,f4,f5,f6
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 effective february 26, 2019, wp x partners (as defined below) and wp x o&g (as defined below) distributed an aggregate of 17,514,871 shares of common stock, par value $0.01 per share ("common stock"), of antero resources corporation (the "issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "distribution"), with no consideration being paid in connection therewith.
f2 the reporting person is a partner of warburg pincus & co., a new york general partnership ("wp"), and a member and managing director of warburg pincus llc, a new york limited liability company ("wp llc"). following the distribution, the warburg pincus entities (as defined below), collectively own 16,094,190 shares of common stock of the issuer.
f3 all shares of common stock of the issuer indicated as indirectly owned by the reporting person are included because of his affiliation with the warburg pincus entities, due to which mr. kagan may be deemed to have an indirect pecuniary interest (within the meaning of rule 16a-1 under the securities and exchange act of 1934, as amended) in an indeterminate portion of the shares of common stock of the issuer owned by the warburg pincus entities. mr. kagan disclaims beneficial ownership of all shares of common stock of the issuer attributable to the warburg pincus entities except to the extent of his direct pecuniary interest therein.
f4 the warburg pincus funds are warburg pincus x partners, l.p., a delaware limited partnership ("wp x partners"), and warburg pincus private equity x o&g, l.p., a delaware limited partnership ("wp x o&g"). warburg pincus x, l.p., a delaware limited partnership ("wp x gp"), is the general partner of each of wp x partners and wp x o&g.
f5 warburg pincus x gp l.p., a delaware limited partnership ("wp x gp lp"), is the general partner of wp x gp. wpp gp llc, a delaware limited liability company ("wpp gp"), is the general partner of wp x gp lp. warburg pincus partners, l.p., a delaware limited partnership ("wp partners"), is the managing member of wpp gp. warburg pincus partners gp llc, a delaware limited liability company ("wp partners gp"), is the general partner of wp partners. wp is the managing member of wp partners gp. wp llc is the manager of each of wp x partners and wp x o&g.
f6 each of wp x partners, wp x o&g, wp x gp, wp x gp lp, wpp gp, wp partners, wp partners gp, wp and wp llc are collectively referred to herein as the "warburg pincus entities."
f7 in connection with the distribution, an aggregate total of 7,236 shares of common stock of the issuer were distributed to mr. kagan in his personal capacity.
f8 the original form 4 filed on february 27, 2019 is amended by this form 4 solely to correct an administrative error which misreported the distribution by wp x o&g that occurred on february 26, 2019 as a distribution of 17,514,873 shares of common stock when in fact 17,514,871 shares of common stock were distributed.
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