Accession Number: | 0001127602-19-009608 |
Date: | 2019-03-01 |
Issuer: | JOHNSON CONTROLS INTERNATIONAL PLC (JCI) |
Original Submission Date: |
OLIVER GEORGE
5757 N. GREEN BAY AVENUE
MILWAUKEE, WI 53209
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2019-03-01 | M | 16,638 | a | $16.10 | 854,440 | direct | ||
ORDINARY SHARES | 2019-03-01 | F | 11,867 | d | $35.19 | 842,573 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 16.1 | 2019-03-01 | deemed execution date | M | 16,638 (d) | 2019-09-30 | ordinary shares 16,638 | $16.10 | 99,831 | direct |
ID | footnote |
---|---|
f1 | the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $35.01 to $35.44 inclusive, pursuant to a previously disclosed rule 10b5-1 trading plan. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this form 4. |
f2 | subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. |