| Accession Number: | 0001280263-19-000006 |
| Date: | 2019-03-04 |
| Issuer: | AMBARELLA INC (AMBA) |
| Original Submission Date: |
KOHN LESLIE
3101 JAY STREET
SANTA CLARA, CA 95054
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2019-03-04 | deemed execution date | A | 41,522 (a) | 2021-03-15 | ordinary shares 41,522 | $0.00 | 41,522 | direct |
| ID | footnote |
|---|---|
| f1 | each restricted stock unit represents a contingent right to receive one share of ambarella, inc. ordinary shares. |
| f2 | on june 7, 2018, reporting person was granted an award of rsus covering a target of 20,761 ordinary shares (the "target rsu number"), subject to the satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 200% of the target rsu number becoming eligible to vest, subject to certain adjustments as described below. on february 28, 2019, the company's board of directors determined that the performance criteria for the rsus had been satisfied at a level that resulted in 200% of the target rsu number becoming eligible for time-based vesting. pursuant to the time-based vesting requirements, 100% of this award is scheduled to vest on march 15, 2021, subject to continued service requirements through such date. in addition, the number of shares subject to the rsus eligible to vest on march 15, 2021 may be increased or decreased by 25% or may remain the same, based on attainment of specified levels of the company's total stockholder return. |
