Accession Number: | 0001127602-19-011769 |
Date: | 2019-03-14 |
Issuer: | PRUDENTIAL FINANCIAL INC (PRU) |
Original Submission Date: |
PAZ GEORGE
751 BROAD STREET, 4TH FLOOR
ATTN. CORPORATE COMPLIANCE
NEWARK, NJ 07102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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NOTIONAL SHARES - MANDATORY | 0.0 | 2019-03-14 | deemed execution date | A | 62 (a) | common stock 62 | $0.00 | 5,992 | direct | |||
2018 RESTRICTED STOCK UNITS | 0.0 | 2019-03-14 | deemed execution date | A | 16 (a) | common stock 16 | $0.00 | 1,558 | direct |
ID | footnote |
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f1 | each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of issuer common stock under the issuer's deferred compensation plan for non-employee directors. |
f2 | such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the january 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. |
f3 | each restricted stock unit represents a contingent right to receive one share of pru common stock. |
f4 | the restricted stock units vest the earlier of the annual meeting or in one year on may 8, 2019 and were deferred until retirement from the board under the prudential financial, inc. 2011 deferred compensation plan for non-employee directors. |