Accession Number: | 0001437749-19-005271 |
Date: | 2019-03-15 |
Issuer: | NELNET INC (NNI) |
Original Submission Date: |
HEIMES TERRY J
121 SOUTH 13TH STREET
SUITE 100
LINCOLN, NE 68508
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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CLASS A COMMON STOCK | 2019-03-15 | A | 9,441 | a | $0.00 | 163,043 | direct | ||
CLASS A COMMON STOCK | 2019-03-15 | F | 4,606 | d | $54.52 | 158,437 | direct | ||
CLASS A COMMON STOCK | 2019-03-15 | 0 | $0.00 | 50,087 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | issued pursuant to the issuer's restricted stock plan, as the annual personal performance-based incentive bonus compensation for 2018 paid in stock, which the reporting person became entitled to receive on march 15, 2019. |
f2 | shares that were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the march 15, 2019 award by the issuer of 9,441 shares of bonus compensation stock. |
f3 | per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for february 28, 2019 through march 6, 2019. |