Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-020678
Date:2019-03-18
Issuer: VMWARE, INC. (VMW)
Original Submission Date:

Reporting Person:

POONEN SANJAY
3401 HILLVIEW AVENUE
PALO ALTO, CA 94304

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-03-18 M 25,000 a $72.79 308,556 direct
CLASS A COMMON STOCK 2019-03-18 S 50,000 d $182.60 258,556 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT-TO-BUY) 72.79 2019-03-18 deemed execution date M 25,000 (d) 2020-09-13 class a common stock 25,000 $72.79 161,981 direct
Footnotes
IDfootnote
f1 the reporting person will provide upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f2 price represents weighted average for sales reported. the range of prices for the sales reported is $182.22 through $182.95.
f3 reflects equitable adjustment to the option exercise price as of december 28, 2018 in connection with vmware's special cash dividend. pursuant to the adjustment, the exercise price was multiplied by a conversion factor of 0.8307.
f4 reflects equitable adjustment to the number of outstanding options as of december 28, 2018 in connection with vmware's special cash dividend. pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038.
f5 the option is fully vested.
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