Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-19-005354
Date:2019-03-20
Issuer: NELNET INC (NNI)
Original Submission Date:

Reporting Person:

MUHLEISEN ANGIE
C/O FARMERS & MERCHANTS INVESTMENT INC.
6801 SOUTH 27TH STREET LINCOLN, NE 68512

Reporting Person:

MUHLEISEN DAN D
6321 DOECREEK CIRCLE
LINCOLN, NE 68516

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-03-20 S 1,000 d $55.57 683,538 indirect
CLASS A COMMON STOCK 2019-03-20 0 $0.00 2,448,362 direct
CLASS A COMMON STOCK 2019-03-20 0 $0.00 616,639 direct
CLASS A COMMON STOCK 2019-03-20 0 $0.00 52,344 direct
CLASS A COMMON STOCK 2019-03-20 0 $0.00 692,885 indirect
CLASS A COMMON STOCK 2019-03-20 0 $0.00 175,000 indirect
CLASS A COMMON STOCK 2019-03-20 0 $0.00 175,000 indirect
CLASS A COMMON STOCK 2019-03-20 0 $0.00 88,070 indirect
CLASS A COMMON STOCK 2019-03-20 0 $0.00 88,070 indirect
CLASS A COMMON STOCK 2019-03-20 0 $0.00 88,020 indirect
CLASS A COMMON STOCK 2019-03-20 0 $0.00 88,010 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares were sold by the reporting persons' adult son pursuant to a rule 10b5-1 plan (the "plan") entered into by the son on may 11, 2018, which provides for sales of shares of the issuer's class a common stock, subject to limit price provisions and an expiration date. to the extent any future sales occur pursuant to the plan, such sales will be publicly disclosed in form 4 filings with the securities and exchange commission.
f2 rule 10b5-1, promulgated under the securities exchange act of 1934, allows significant shareholders of a company and their family members who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. once a plan is established, the significant shareholder or family member does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the significant shareholder or family member may receive.
f3 these shares are held by dan d. muhleisen, who is the spouse of angela l. muhleisen.
f4 these shares are held by angela l. muhleisen.
f5 these shares are held jointly by angela l. muhleisen and dan d. muhleisen.
f6 shares held by a dynasty trust, of which the adult daughter of the reporting persons is the initial beneficiary. the reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
f7 shares held by a dynasty trust, of which the adult son of the reporting persons is the initial beneficiary. the reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
f8 shares held by the alicia l. muhleisen irrevocable trust dated 8/29/2003, of which the adult daughter of the reporting persons is the beneficiary. the reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
f9 shares held by the d. muhleisen post-annuity irrevocable trust dated 8/29/2003, of which the adult daughter of the reporting persons is the beneficiary. the reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
f10 shares held by the a. muhleisen post-annuity irrevocable trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary. the reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
f11 shares held by the jason d. muhleisen irrevocable trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary. the reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
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