Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-012485
Date:2019-03-19
Issuer: CALYXT, INC. (CLXT)
Original Submission Date:

Reporting Person:

BLOME JAMES
2800 MOUNT RIDGE ROAD
ROSEVILLE, MN 55113

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
RESTRICTED STOCK UNITS 2019-03-19 S 2,582 d $17.32 159,300 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the award of restricted stock units with respect to calyxt, inc. common stock was granted on september 17, 2018 and vested 25% on october 1, 2018, with 15% vesting on october 1, 2019, and the remainder vesting quarterly (commencing with the fourth fiscal quarter of 2019) in equal installments over 36 months.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $17.02 to $17.63, inclusive. the reporting person undertakes to provide calyxt, inc., any security holder of calyxt, inc., or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this form 4.
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