Accession Number: | 0001127602-19-012485 |
Date: | 2019-03-19 |
Issuer: | CALYXT, INC. (CLXT) |
Original Submission Date: |
BLOME JAMES
2800 MOUNT RIDGE ROAD
ROSEVILLE, MN 55113
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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RESTRICTED STOCK UNITS | 2019-03-19 | S | 2,582 | d | $17.32 | 159,300 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the award of restricted stock units with respect to calyxt, inc. common stock was granted on september 17, 2018 and vested 25% on october 1, 2018, with 15% vesting on october 1, 2019, and the remainder vesting quarterly (commencing with the fourth fiscal quarter of 2019) in equal installments over 36 months. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $17.02 to $17.63, inclusive. the reporting person undertakes to provide calyxt, inc., any security holder of calyxt, inc., or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this form 4. |