Form Type: 4

SEC EDGAR Link
Accession Number:0001144204-19-016734
Date:2019-03-27
Issuer: SEQUENTIAL BRANDS GROUP, INC. (SQBG)
Original Submission Date:

Reporting Person:

LOPS PETER J
C/O SEQUENTIAL BRANDS GROUP, INC.
601 WEST 26TH STREET, 9TH FLOOR NEW YORK, NY 10001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-03-27 A 33,333 a $0.00 98,421 direct
COMMON STOCK 2019-03-27 F 13,217 d $1.20 85,204 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represent performance stock units granted under the sequential brands group inc. 2013 stock incentive plan (the "psus"). the vesting of the psus was subject to discretionary approval by the compensation committee based on achievement of other performance criteria determined by the compensation committee. the compensation committee approved the vesting of the psus, on a discretionary basis, on march 27, 2019.
f2 the shares reported in column 4 represent shares withheld solely for tax purposes in connection with vesting of the psus.
f3 closing market price of the common stock of the company on the transaction date.
WhaleWisdom Logo

Elevate your investments