Accession Number: | 0001144204-19-016734 |
Date: | 2019-03-27 |
Issuer: | SEQUENTIAL BRANDS GROUP, INC. (SQBG) |
Original Submission Date: |
LOPS PETER J
C/O SEQUENTIAL BRANDS GROUP, INC.
601 WEST 26TH STREET, 9TH FLOOR
NEW YORK, NY 10001
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-03-27 | A | 33,333 | a | $0.00 | 98,421 | direct | ||
COMMON STOCK | 2019-03-27 | F | 13,217 | d | $1.20 | 85,204 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represent performance stock units granted under the sequential brands group inc. 2013 stock incentive plan (the "psus"). the vesting of the psus was subject to discretionary approval by the compensation committee based on achievement of other performance criteria determined by the compensation committee. the compensation committee approved the vesting of the psus, on a discretionary basis, on march 27, 2019. |
f2 | the shares reported in column 4 represent shares withheld solely for tax purposes in connection with vesting of the psus. |
f3 | closing market price of the common stock of the company on the transaction date. |