Form Type: 4

SEC EDGAR Link
Accession Number:0001144204-19-017408
Date:2019-03-28
Issuer: ANI PHARMACEUTICALS INC (ANIP)
Original Submission Date:

Reporting Person:

HAUGHEY THOMAS
C/O ANI PHARMACEUTICALS, INC.
210 MAIN STREET WEST BAUDETTE, MN 56623

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-03-28 A 1,991 a $0.00 3,791 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS 66.39 2019-03-28 deemed execution date A 2,409 (a) 2029-03-27 common stock 2,409 $66.39 2,409 direct
Footnotes
IDfootnote
f1 the restricted stock and stock options vest on march 28, 2020.
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