Accession Number: | 0001209191-19-023308 |
Date: | 2019-04-02 |
Issuer: | MOODYS CORP /DE/ (MCO) |
Original Submission Date: |
MCDANIEL RAYMOND W
7 WORLD TRADE CENTER
250 GREENWICH STREET
NEW YORK, NY 10007
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-04-02 | M | 44,146 | a | $26.78 | 229,749 | direct | ||
COMMON STOCK | 2019-04-02 | S | 39,474 | d | $183.87 | 190,275 | direct | ||
COMMON STOCK | 2019-04-02 | S | 4,672 | d | $184.64 | 185,603 | direct | ||
COMMON STOCK | 2019-04-02 | 0 | $0.00 | 69,837 | indirect | ||||
COMMON STOCK | 2019-04-02 | 0 | $0.00 | 23,080 | indirect | ||||
COMMON STOCK | 2019-04-02 | 0 | $0.00 | 1,603 | indirect | ||||
COMMON STOCK | 2019-04-02 | 0 | $0.00 | 2,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 26.78 | 2019-04-02 | deemed execution date | M | 44,146 (d) | 2011-02-09 | 2020-02-09 | common stock 44,146 | $26.78 | 0 | direct |
ID | footnote |
---|---|
f1 | exercise and sale of shares pursuant to rule 10b5-1 plan. |
f2 | the price reported in column 4 is a weighted average sales price. the shares were sold in multiple transactions at prices ranging from$183.44 to $184.42. the reporting person will provide upon request, to the sec, the issuer or security holder of the issuer, fullinformation regarding the number of shares sold at each separate price. |
f3 | the price reported in column 4 is a weighted average sales price. the shares were sold in multiple transactions at prices ranging from$184.44 to $185.23. the reporting person will provide upon request, to the sec, the issuer or security holder of the issuer, fullinformation regarding the number of shares sold at each separate price. |
f4 | as of the last statement dated december 31, 2018. |
f5 | one fourth of the options vest each year beginning with the date indicated. |