Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-023308
Date:2019-04-02
Issuer: MOODYS CORP /DE/ (MCO)
Original Submission Date:

Reporting Person:

MCDANIEL RAYMOND W
7 WORLD TRADE CENTER
250 GREENWICH STREET NEW YORK, NY 10007

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-04-02 M 44,146 a $26.78 229,749 direct
COMMON STOCK 2019-04-02 S 39,474 d $183.87 190,275 direct
COMMON STOCK 2019-04-02 S 4,672 d $184.64 185,603 direct
COMMON STOCK 2019-04-02 0 $0.00 69,837 indirect
COMMON STOCK 2019-04-02 0 $0.00 23,080 indirect
COMMON STOCK 2019-04-02 0 $0.00 1,603 indirect
COMMON STOCK 2019-04-02 0 $0.00 2,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 26.78 2019-04-02 deemed execution date M 44,146 (d) 2011-02-09 2020-02-09 common stock 44,146 $26.78 0 direct
Footnotes
IDfootnote
f1 exercise and sale of shares pursuant to rule 10b5-1 plan.
f2 the price reported in column 4 is a weighted average sales price. the shares were sold in multiple transactions at prices ranging from$183.44 to $184.42. the reporting person will provide upon request, to the sec, the issuer or security holder of the issuer, fullinformation regarding the number of shares sold at each separate price.
f3 the price reported in column 4 is a weighted average sales price. the shares were sold in multiple transactions at prices ranging from$184.44 to $185.23. the reporting person will provide upon request, to the sec, the issuer or security holder of the issuer, fullinformation regarding the number of shares sold at each separate price.
f4 as of the last statement dated december 31, 2018.
f5 one fourth of the options vest each year beginning with the date indicated.
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