Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-023629
Date:2019-04-03
Issuer: TANDEM DIABETES CARE INC (TNDM)
Original Submission Date:

Reporting Person:

BERGER DAVID B
C/O TANDEM DIABETES CARE, INC.,
11075 ROSELLE STREET SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-04-03 M 2,000 a $2.59 3,765 direct
COMMON STOCK 2019-04-03 S 2,000 d $62.60 1,765 direct
COMMON STOCK 2019-04-03 0 $0.00 200 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 2.59 2019-04-03 deemed execution date M 2,000 (d) common stock 2,000 $2.59 58,000 direct
Footnotes
IDfootnote
f1 represents shares of common stock received upon exercise of a stock option award.
f2 the shares were sold, pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 6, 2018. the reporting person undertakes to provide the securities and exchange commission (the "sec"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
f3 shares are beneficially owned by the berger family trust dated april 16, 2008, for which the reporting person is a trustee.
f4 fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.
f5 the expiration date for these options is 10 years from the date of grant.
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