Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-19-005214
Date:2019-04-24
Issuer: CARBON BLACK, INC. (CBLK)
Original Submission Date:

Reporting Person:

WEBBER STEPHEN J.
C/O CARBON BLACK, INC.
1100 WINTER STREET WALTHAM, MA 02451

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-04-24 A 112,866 a $0.00 112,866 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 13.29 2019-04-24 deemed execution date A 242,663 (a) 2029-04-24 common stock 242,663 $13.29 242,663 direct
Footnotes
IDfootnote
f1 the shares were acquired pursuant to a restricted stock unit award under the carbon black, inc. 2018 stock option and incentive plan. each restricted stock unit represents a contingent right to receive one share of carbon black, inc. common stock. the restricted stock unit vests 25% on march 3, 2020, and thereafter in twelve equal quarterly installments commencing on june 2, 2020.
f2 the stock option vests 25% on march 11, 2020 and the remainder vests in equal monthly installments such that the option will be fully vested on march 11, 2023.
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