| Accession Number: | 0001628280-19-005229 |
| Date: | 2019-04-29 |
| Issuer: | NATIONAL GENERAL HOLDINGS CORP. (NGHC) |
| Original Submission Date: |
WEINER MICHAEL HAL
C/O NGHC
59 MAIDEN LANE, 38TH FLOOR
NEW YORK, NY 10038
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $.01 PAR VALUE | 2019-04-29 | M | 5,110 | a | $3.67 | 35,094 | direct | ||
| COMMON STOCK, $.01 PAR VALUE | 2019-04-29 | S | 5,110 | d | $24.53 | 29,984 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION TO PURCHASE COMMON STOCK | 3.67 | 2019-04-29 | deemed execution date | M | 5,110 (d) | 2011-03-01 | 2020-06-29 | common stock, $.01 par value 5,110 | $3.67 | 117,118 | direct |
| ID | footnote |
|---|---|
| f1 | the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 26, 2019. |
| f2 | reflects a weighted average sale price of $24.5319 per share, at prices ranging from $24.17 to $24.645 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the company, or a security holder of the company, full information regarding the number of shares sold at each separate price. |
