Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-026676
Date:2019-04-26
Issuer: ALLOGENE THERAPEUTICS, INC. (ALLO)
Original Submission Date:

Reporting Person:

CHANG DAVID D
210 EAST GRAND AVENUE
SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-04-26 J 11,753 a $0.00 1,113,591 indirect f2
COMMON STOCK 2019-04-26 0 $0.00 2,170,299 direct
COMMON STOCK 2019-04-26 0 $0.00 848,022 indirect f4
COMMON STOCK 2019-04-26 0 $0.00 848,022 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 pro rata distribution of shares of the issuer's common stock from vvag special fund llc (vvag) to its members pursuant to a rule 10b5-1 trading plan adopted by vvag on march 29, 2019.
f2 securities held in the name of the chang 2006 family trust.
f3 includes 1,674 shares of the issuer's common stock acquired by the reporting person on march 15, 2019 pursuant to an employee stock purchase program.
f4 securities held in the name of the julia chang 2018 irrevocable trust, of which the reporting person is trustee and his daughter is the beneficiary.
f5 securities held in the name of the robert chang 2018 irrevocable trust, of which the reporting person is trustee and his son is the beneficiary.
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