Accession Number: | 0001209191-19-026676 |
Date: | 2019-04-26 |
Issuer: | ALLOGENE THERAPEUTICS, INC. (ALLO) |
Original Submission Date: |
CHANG DAVID D
210 EAST GRAND AVENUE
SOUTH SAN FRANCISCO, CA 94080
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-04-26 | J | 11,753 | a | $0.00 | 1,113,591 | indirect | f2 | |
COMMON STOCK | 2019-04-26 | 0 | $0.00 | 2,170,299 | direct | ||||
COMMON STOCK | 2019-04-26 | 0 | $0.00 | 848,022 | indirect | f4 | |||
COMMON STOCK | 2019-04-26 | 0 | $0.00 | 848,022 | indirect | f5 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | pro rata distribution of shares of the issuer's common stock from vvag special fund llc (vvag) to its members pursuant to a rule 10b5-1 trading plan adopted by vvag on march 29, 2019. |
f2 | securities held in the name of the chang 2006 family trust. |
f3 | includes 1,674 shares of the issuer's common stock acquired by the reporting person on march 15, 2019 pursuant to an employee stock purchase program. |
f4 | securities held in the name of the julia chang 2018 irrevocable trust, of which the reporting person is trustee and his daughter is the beneficiary. |
f5 | securities held in the name of the robert chang 2018 irrevocable trust, of which the reporting person is trustee and his son is the beneficiary. |