Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-19-008455
Date:2019-04-29
Issuer: CONCRETE PUMPING HOLDINGS, INC. (BBCP)
Original Submission Date:

Reporting Person:

FAUST HEATHER L.
C/O INDUSTREA ACQUISITION CORP.
28 WEST 44TH STREET, SUITE 501 NEW YORK, NY 10036

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-04-29 A 1,664,500 a $0.00 6,067,825 indirect f1,f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
WARRANTS 0.0 2019-04-29 deemed execution date D 10,822,500 (d) common stock 10,822,500 $0.00 0 indirect see footnotes
Footnotes
IDfootnote
f1 cfll sponsor holdings llc (f/k/a industrea alexandria llc) ("cfll sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the issuer ("common stock") in exchange for 1,664,500 shares of common stock in an issuer exchange offer.
f2 6,067,825 of such shares are held by cfll sponsor and 7,784,313 of such shares are held by cfll holdings, llc ("cfll holdings"). howard d. morgan, heather l. faust, tariq osman, joseph del toro and charles burns are the managers of the cfll sponsor and cfll holdings, share voting and investment discretion with respect to the common stock held by cfll sponsor, and each has individual voting and investment discretion with respect to the common stock held by cfll holdings.
f3 the warrants became exercisable on january 5, 2019 and had an expiration date of december 6, 2023. each warrant was exercisable for one share of the issuer's common stock at $11.50 per share.
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