Accession Number: | 0001437749-19-008463 |
Date: | 2019-04-29 |
Issuer: | CONCRETE PUMPING HOLDINGS, INC. (BBCP) |
Original Submission Date: |
HODGES BRIAN
C/O INDUSTREA ACQUISITION CORP.
28 WEST 44TH STREET, SUITE 501
NEW YORK, NY 10036
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-04-29 | A | 8,535 | a | $0.00 | 37,285 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
WARRANTS | 0.0 | 2019-04-29 | deemed execution date | D | 55,000 (d) | common stock 55,500 | $0.00 | 0 | direct |
ID | footnote |
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f1 | the reporting person disposed of warrants to purchase 55,500 shares of common stock, par value $0.0001 per share, of the issuer ("common stock") in exchange for 8,535 shares of common stock in an issuer exchange offer. |
f2 | the warrants became exercisable on january 5, 2019 and had an expiration date of december 6, 2023. each warrant was exercisable for one share of the issuer's common stock at $11.50 per share. |