Accession Number: | 0001209191-19-027310 |
Date: | 2019-05-01 |
Issuer: | NCR CORP (NCR) |
Original Submission Date: |
BUTTON ADRIAN
864 SPRING STREET NW
ATLANTA, GA 30308
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-05-01 | M | 16,051 | a | $0.00 | 39,358 | direct | ||
COMMON STOCK | 2019-05-01 | F | 4,832 | d | $28.72 | 34,526 | direct | ||
COMMON STOCK | 2019-05-02 | S | 4,639 | d | $28.61 | 30,937 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2019-05-01 | deemed execution date | M | 16,051 (d) | common stock 16,051 | $0.00 | 32,103 | direct |
ID | footnote |
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f1 | represents the conversion of restricted stock units that vested on may 1, 2019. the performance related conditions of these restricted stock units were satisfied on february 7, 2019. |
f2 | these shares were withheld to cover tax withholding obligations when 16,051 previously reported restricted stock units vested on may 1, 2019. |
f3 | the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on september 13, 2018. |
f4 | represents the sale of 4,639 shares in 51 transactions on may 2, 2019 ranging in price from $28.53 to $28.69 per share, resulting in a weighted average sale price of $28.61 per share. the reporting person undertakes to provide ncr corporation ("ncr"), any security holder of ncr, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f5 | includes 1,049.953 shares acquired under the ncr employee stock purchase plan in march 2019. these shares were rounded to 1,050 for disclosure in this table. |