| Accession Number: | 0001127602-19-017302 |
| Date: | 2019-05-01 |
| Issuer: | ILLUMINA INC (ILMN) |
| Original Submission Date: |
EPSTEIN ROBERT S
5200 ILLUMINA WAY
SAN DIEGO, CA 92122
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-05-01 | M | 5,000 | a | $51.17 | 8,256 | direct | ||
| COMMON STOCK | 2019-05-01 | S | 1,200 | d | $309.51 | 7,056 | direct | ||
| COMMON STOCK | 2019-05-01 | S | 2,228 | d | $310.29 | 4,828 | direct | ||
| COMMON STOCK | 2019-05-01 | S | 1,372 | d | $311.23 | 3,456 | direct | ||
| COMMON STOCK | 2019-05-01 | S | 200 | d | $312.17 | 3,256 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 51.17 | 2019-05-01 | deemed execution date | M | 5,000 (d) | 2013-11-26 | 2022-11-26 | common stock 5,000 | $51.17 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | the sale was made pursuant to a 10b5-1 plan. |
| f2 | weighted average sale price representing 1,200 shares sold ranging from $308.91 to $309.88 per share. number of shares sold at each separate price will be made available to the sec staff, the issuer, or a security holder of the issuer upon request. |
| f3 | weighted average sale price representing 2,228 shares sold ranging from $309.94 to $310.9025 per share. number of shares sold at each separate price will be made available to the sec staff, the issuer, or a security holder of the issuer upon request. |
| f4 | weighted average sale price representing 1,372 shares sold ranging from $310.95 to $311.81 per share. number of shares sold at each separate price will be made available to the sec staff, the issuer, or a security holder of the issuer upon request. |
| f5 | weighted average sale price representing 200 shares sold ranging from $312.11 to $312.22 per share. number of shares sold at each separate price will be made available to the sec staff, the issuer, or a security holder of the issuer upon request. |
