Accession Number: | 0001209191-19-027804 |
Date: | 2019-05-03 |
Issuer: | TANDEM DIABETES CARE INC (TNDM) |
Original Submission Date: |
BERGER DAVID B
C/O TANDEM DIABETES CARE, INC.,
11075 ROSELLE STREET
SAN DIEGO, CA 92121
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-05-03 | M | 2,000 | a | $2.59 | 3,765 | direct | ||
COMMON STOCK | 2019-05-03 | S | 2,000 | d | $63.09 | 1,765 | direct | ||
COMMON STOCK | 2019-05-03 | 0 | $0.00 | 200 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION | 2.59 | 2019-05-03 | deemed execution date | M | 2,000 (d) | common stock 2,000 | $2.59 | 56,000 | direct |
ID | footnote |
---|---|
f1 | represents shares of common stock received upon exercise of a stock option award. |
f2 | the shares were sold, pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 6, 2018. |
f3 | the price reported is the weighted average price. the shares were sold in multiple transactions at prices ranging from $63.00 and $63.215. the reporting person undertakes to provide the securities and exchange commission (the "sec"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. |
f4 | shares are beneficially owned by the berger family trust dated april 16, 2008, for which the reporting person is a trustee. |
f5 | fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter. |
f6 | the expiration date for these options is 10 years from the date of grant. |