Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-19-012454
Date:2019-05-03
Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
Original Submission Date:

Reporting Person:

BUSH WESLEY G
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH, VA 22042

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-03 S 3,725 d $290.70 46,275 direct
COMMON STOCK 2019-05-03 S 5,798 d $292.06 40,477 direct
COMMON STOCK 2019-05-03 S 40,477 d $291.60 0 direct
COMMON STOCK 2019-05-03 0 $0.00 20,036 indirect
COMMON STOCK 2019-05-03 0 $0.00 5,661 indirect
COMMON STOCK 2019-05-03 0 $0.00 19,089 indirect
COMMON STOCK 2019-05-03 0 $0.00 207,161 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 represents the weighted average sale price of $290.70 rounded to the nearest hundredth. the highest price at which the shares were sold was $290.99 and the lowest price at which the shares were sold was $290.39. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this form 4.
f3 represents the weighted average sale price of $292.06 rounded to the nearest hundredth. the highest price at which the shares were sold was $292.19 and the lowest price at which the shares were sold was $292.00. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this form 4.
f4 represents the weighted average sale price of $291.60 rounded to the nearest hundredth. the highest price at which the shares were sold was $291.995 and the lowest price at which the shares were sold was $291.00. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this form 4.
f5 held in the northrop grumman savings and investment plan (the "plan"), a qualified profit sharing plan, as of may 3, 2019. share totals with respect to the plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
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